Scope of Services: Dissolution

Category	Carta Responsibilities	Client Responsibilities
Maintain accounting books and records	Everything in standard scope, plus:
	Ensure all investment activity is booked and all investments have been liquidated	Inform team of entity dissolution
	Book remaining expenses, income, receivables and payables	Proper liquidation of all held investments
		Ensure all outstanding receivables and payables are relieved
		Provide remaining unbooked investment activity along with applicable support
		Provide remaining unbooked income, expenses, receivables and payables

Banking and payment of expenses	Everything in standard scope, plus:
Banking and payment of expenses	Set up payment for all unpaid expenses and accounts payable	Proper closing of all bank accounts

Regulatory filings, audit, and tax process	Everything in standard scope, plus:
	Coordinate with third-party audit team on the completion of final audit	Preparation and finalization of filing dissolution paperwork
	Coordinate with tax team on the completion of final tax return and K-1s

Distributions	Everything in standard scope, plus:
	Ensure investor capital accounts are in good standing
	Inform investment manager of potential clawback, if necessary, and coordinate return of proceeds